Export control over certain chemicals and technologies
Annex to the Chemical Weapons Convention on Scheduled Chemicals
Informal Multilateral Export Control Regimes
Article I, paragraphs 1(a) and (d) of the CWC require all states parties to refrain from transferring chemical weapons to anyone and from assisting, encouraging or inducing anyone to engage in any activity prohibited under the Convention. In order to fulfil these obligations, some states have organised into informal export control regimes that restrict the international transfer of goods or technology. This needs to be done while respecting states’ right in Article VI, paragraph 1 of the CWC to transfer toxic chemicals and their precursors for purposes not prohibited under the Convention. Furthermore, under Article XI, the CWC is to be implemented in a manner which does not hamper the economic or technological development of states parties and international exchange of chemicals and related equipment for purposes not prohibited by the Convention.
National export control lists can take into account these various arrangements, which help States to coordinate their export control measures.
The Australia Group, comprised of 40 states and the European Commission, is a voluntary, informal arrangement to coordinate national export controls to limit the supply of chemicals and biological agents and related equipment, technologies and knowledge to states and non-state actors suspected of biological or chemical weapons capabilities. It was established in 1985.
Its control lists continue to provide an international benchmark for best practice controls on chemical and biological agents, being used increasingly as a guide for international action in this area, including in the coverage and application of relevant UN Security Council Resolutions such as UNSCR 1540. The Australia Group plenary in 2007 emphasised its commitment to ensuring that non-proliferation export controls do not hinder legitimate trade and technical cooperation in the chemical and biological sectors.
The Australia Group has developed the following lists and guidelines, which are updated on a regular basis:
- Chemical weapons precursors
- Dual-use chemical manufacturing facilities and equipment and related technology and software
- Guidelines for transfers of sensitive chemical or biological items
The lists and guidelines are available in various languages on the Australia Group website:
European Union export controls on dual-use goods
The European Union has developed a control list of dual-use items which is updated on a regular basis. Under the EU regime, controlled items may not leave the EU customs territory without an export authorisation. Additional restrictions are also in place concerning the provision of brokering services with regard to dual-use items and concerning the transit of such items through the EU.
The EU Export control list is available at the European Commission website.
Missile Technology Control Regime (MTCR)
The Missile Technology Control Regime (MTCR) was established in 1987 to encourage the limitation of the spread of ballistic missiles and other unmanned delivery systems that could be used for biological, chemical and nuclear attacks. The regime has 34 members.